Operational Risk Management in Documentation

Overview

In financial sector, processing of important documents is a key issues. As prevention is always better than cure, better processing of such documents is always essential to prevent fraud in initial stage. Study shows that in most of cases, lack of efficiency in handling document invites major fraud issues in financial sectors. Also to implement Know Your Customer (KYC) rule strictly, proper documentation is major tool.

Our one day practical and engaging training on Operational Risk Management in Documentation is specially designed for professionals of financial institutions. This program deals with several issues to get solution with more case study those happened in Nepalese banking. After taking this training participants will be able to properly handle all types of the documents, understand about different types of frauds, verify signatures and fingerprints and handle loan documents, cheque and cards.

Objective

After taking this training, participants will be able to understand,

Participants will be able to handle different types of documents properly
Participants will be able to handle cheque and cards
Participants will be able to handle loan document and risk mitigation
Verify signature and fingerprints
Will be able to understand online frauds

Methodology

PowerPoint Presentation
One to one interaction
Examples
Practical group activities
Case studies

Course Outline

S.N

Topic

Content

Operational Risk Management in Documentation

Handling of signature card and different types of forms like Ac closed, POA, Nominees etc. and risk mitigation.(case study)
Handling of cheque and risk mitigation.(case study)
Handling of cards and risk mitigation.(case study)
Handling of loan document and risk mitigation.

(case study)

Handling of remittance document and risk mitigation.(case study)
Handling of Fingerprint in Ac opening form, signature card, cheque, loan document etc.(case study)
Possible documents requiring Fingerprint besides bank uses.(case study)
Possible verification of Fingerprint so that good print might be taken and also to settle normal issues.(practical)
Few possible hints regarding online fraud with concept of Forensic science.(case study)
Some win and loss model.

Training Fees

NRs. 6,500 /- + VAT– includes fee, stationery, training materials, 2 times Tea/ Coffee, one-time lunch and training certification.

Group Discount: 10% for 4 and more participants

Cancellation

The cancellation of participation should be informed by August 31, 2018 – 5 pm. If any participant does not appear without any prior cancellation notice, full charge shall be levied on the client.

Certificate

Training certificate of participation will be awarded only for those who fully attend the course.

For registration:

9801014401 / 9801014406

glatraining@growthacademy.com.np / development@growthacademy.com.np

Operational Risk Management in Documentation

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